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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

JOHN ALLEN STONER

Advisor at LPL FINANCIAL LLC

SHOW LOW, AZ

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Search this name across graphsid dfx:ria:09fb845e-61d6-b235-565b-3227d8ac4528

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 27, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Feb 3, 2003
First registration: Feb 27, 2009
Dual registered: yes, broker-dealer
Other names: JOHN STONER
IAPD individual key: 4552125

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 30, 2023	n/a	yes	SHOW LOW, AZ	Current employment
OSAIC FA, INC.	Former SEC adviser	May 22, 2018	Nov 30, 2023	no	SCOTTSDALE, AZ\|SHOW LOW, AZ	Previous registration
WADDELL & REED	Former SEC adviser	Nov 18, 2011	Jun 1, 2018	no	SCOTTSDALE, AZ\|SHOW LOW, AZ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Nov 21, 2011	no	PINETOP, AZ\|SCOTTSDALE, AZ	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Feb 27, 2009	Jan 3, 2011	no	PINETOP, AZ\|PINETOP, AZ\|WINSLOW, AZ\|HOLBROOK, AZ\|SNOWFLAKE, AZ\|WINDOW ROCK, AZ\|KAYENTA, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FA, INC.	LPL FINANCIAL LLC	Nov 30, 2023	Nov 30, 2023	0	Firm change	Ibd to ibd
WADDELL & REED	OSAIC FA, INC.	Jun 1, 2018	May 22, 2018	-10	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	WADDELL & REED	Nov 21, 2011	Nov 18, 2011	-3	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 30, 2023 to presentfactForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
May 22, 2018 to Nov 30, 2023factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Nov 18, 2011 to Jun 1, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Nov 21, 2011factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Feb 27, 2009 to Jan 3, 2011factForm ADV

Dated events

Occurred
Nov 30, 2023
Advisor changed firm
John Allen Stoner left Osaic Fa, Inc. for Lpl Financial Llc (registered 2023-11-30)
Form ADVobserved 6 days ago