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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

OLD NORTH ADVISORS, LLC

CRD 132848

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:09fdff65-6b7a-a100-d17b-0b3d6db6013d

Data as of May 13, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 0
Observed: Mar 26, 2012 to May 13, 2015
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $228MItem 5.F on the latest filing (2015-05-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $184M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Accounts: 321
SEC number: 801-63571
CRD: 132848
Filings on the tape: 11
First filed: Mar 26, 2012
Latest filed: May 13, 2015
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHRISTIAN MURTIE, JENNIFER	President	Na	yes	09/2014	Jan 17, 2013	May 13, 2015
FAFARD, KRISTIN, LYNN	Cio	Na	yes	01/2013	Jan 17, 2013	May 13, 2015
FEDERAL STREET ADVISORS INC	Member	E	yes	09/2004	Mar 26, 2012	May 13, 2015
GODES, ERIC, JAMES	COO AND CHIEF WEALTH ADVISORY OFFICER	Na	yes	09/2014	Mar 26, 2015	May 13, 2015
LAPANN, JOHN, ROBERT	DIRECTOR, CHAIRMAN, SHAREHOLDER	E	yes	05/1991	Mar 26, 2012	May 13, 2015
LAPANN, JOHN, ROBERT	Chairman	Na	yes	09/2004	Mar 26, 2012	May 13, 2015
MAREGNI, KELLY	Director	Na	yes	01/2013	Jan 17, 2013	May 13, 2015
TARDIFF, RICHARD, MILES	Cco	Na	no	01/2013	Jan 17, 2013	May 13, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FEDERAL STREET ADVISORS INC	n/a	Former SEC adviser	$3.8B	Y	yes	n/a
SALTBOX CAPITAL, LLC	n/a	Former SEC adviser	$35.9M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 26, 2015	$464M	$394M	0	0	n/a	n/a	n/a
2013	Mar 20, 2014	$214M	$174M	3	1	n/a	n/a	n/a
2012	Mar 22, 2013	$196M	$196M	2	1	n/a	n/a	n/a
2011	Mar 26, 2012	$195M	$195M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$228M	$214M	6.4%	$195M	5.3%	0	3	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Pathstone	2	Dec 31, 2015	Jan 20, 2016	BOSTON, MA	Team lift out	Other	100.0%

Relationships

Affiliated with (4)

→ FEDERAL STREET ADVISORS INCRegistered adviserother investment adviser, control, common control
factForm ADV
→ SALTBOX CAPITAL, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← FEDERAL STREET ADVISORS INCRegistered adviserother investment adviser, control, common control
factForm ADV
← SALTBOX CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← LAPANN, JOHN, ROBERTOwnerDIRECTOR, CHAIRMAN, SHAREHOLDER, ownership code E, individual
Mar 26, 2012 to presentfactForm ADV
← FEDERAL STREET ADVISORS INCOwnerMEMBER, ownership code E, domestic entity
Mar 26, 2012 to presentfactForm ADV
← GODES, ERIC, JAMESOwnerCOO AND CHIEF WEALTH ADVISORY OFFICER, ownership code NA, individual
Mar 26, 2015 to presentfactForm ADV
← FAFARD, KRISTIN, LYNNOwnerCIO, ownership code NA, individual
Jan 17, 2013 to presentfactForm ADV
← MAREGNI, KELLYOwnerDIRECTOR, ownership code NA, individual
Jan 17, 2013 to presentfactForm ADV
← CHRISTIAN MURTIE, JENNIFEROwnerPRESIDENT, ownership code NA, individual
Jan 17, 2013 to presentfactForm ADV

Owns (1)

← TARDIFF, RICHARD, MILESOwnerCCO, ownership code NA, individual
Jan 17, 2013 to presentfactForm ADV

Moved with (1)

→ PATHSTONERegistered adviser2 advisors, team lift out, same day
Dec 31, 2015 to Jan 20, 2016factForm ADV

Registered with (3)

← THOMAS MATTHEW JUSTERAdvisorregistration: previous registration
Mar 9, 2015 to Dec 31, 2015factForm ADV
← KELLY JEAN MAREGNIAdvisorregistration: previous registration
Aug 7, 2012 to Dec 31, 2015factForm ADV
← GEORGE CREELMAN CARRAdvisorregistration: previous registration
Mar 9, 2015 to Oct 8, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09fdff65-6b7a-a100-d17b-0b3d6db6013d
First observed: Mar 26, 2012
Last observed: May 13, 2015 138 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OLD NORTH ADVISORS, LLC

CRD 132848

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:09fdff65-6b7a-a100-d17b-0b3d6db6013d

Data as of May 13, 2015 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHRISTIAN MURTIE, JENNIFER

President

yes

09/2014

Jan 17, 2013

May 13, 2015

FAFARD, KRISTIN, LYNN

Cio

yes

01/2013

Jan 17, 2013

May 13, 2015

FEDERAL STREET ADVISORS INC

Member

yes

09/2004

Mar 26, 2012

May 13, 2015

GODES, ERIC, JAMES

COO AND CHIEF WEALTH ADVISORY OFFICER

yes

09/2014

Mar 26, 2015

May 13, 2015

LAPANN, JOHN, ROBERT

DIRECTOR, CHAIRMAN, SHAREHOLDER

yes

05/1991

Mar 26, 2012

May 13, 2015

LAPANN, JOHN, ROBERT

Chairman

yes

09/2004

Mar 26, 2012

May 13, 2015

MAREGNI, KELLY

Director

yes

01/2013

Jan 17, 2013

May 13, 2015

TARDIFF, RICHARD, MILES

Cco

01/2013

Jan 17, 2013

May 13, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FEDERAL STREET ADVISORS INC

n/a

Former SEC adviser

$3.8B

yes

n/a

SALTBOX CAPITAL, LLC

n/a

Former SEC adviser

$35.9M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 26, 2015

$464M

$394M

n/a

2013

Mar 20, 2014

$214M

$174M

n/a

2012

Mar 22, 2013

$196M

n/a

2011

Mar 26, 2012

$195M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$228M

$214M

6.4%

$195M

5.3%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Pathstone

Dec 31, 2015

Jan 20, 2016

BOSTON, MA

Team lift out

Other

100.0%