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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BASON ASSET MANAGEMENT

BASON ASSET MANAGEMENT LLC, CRD 165450

LAKEWOOD, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:09fe005a-78a3-c23c-a7f4-1f0a1ead2f1c

Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 3
On other graphs: 0
Observed: Feb 12, 2016 to Feb 20, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $849MItem 5.F on the latest filing (2026-02-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $846M
Private client RAUM: $840MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $424Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 2
Advisory employees: 2
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 840
Individual clients: 15
High net worth clients: 120
Custody, client assets: $98.3M
SEC number: 801-107297
CRD: 165450
Filings on the tape: 29
First filed: Feb 12, 2016
Latest filed: Feb 20, 2026
Organised: Limited Liability Company, CO

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES DANIEL OSBORNE	Certified Financial Planner	LAKEWOOD, CO	13	21	2	no
MCKENZIE LYNN EBBESEN	Certified Financial Planner	LAKEWOOD, CO \| Platte City, MO	7	17	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
OSBORNE, JAMES, DANIEL	MANAGING MEMBER/CCO	E	yes	08/2012	Feb 12, 2016	Nov 4, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Morgantown	Wv	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 20, 2026	$849M	$846M	2	2	2	n/a	n/a
2024	Feb 19, 2025	$701M	$698M	2	2	2	n/a	n/a
2023	Jan 17, 2024	$618M	$616M	2	2	2	n/a	n/a
2022	Feb 14, 2023	$574M	$568M	2	2	2	n/a	n/a
2021	Feb 2, 2022	$590M	$584M	2	2	2	n/a	n/a
2020	Jan 25, 2021	$440M	$433M	2	2	2	n/a	n/a
2019	Feb 13, 2020	$333M	$326M	2	2	2	n/a	n/a
2018	Feb 15, 2019	$238M	$233M	2	2	2	n/a	n/a
2017	Feb 7, 2018	$208M	$205M	1	1	1	n/a	n/a
2016	Feb 28, 2017	$159M	$156M	1	1	n/a	n/a	n/a
2015	Mar 21, 2016	$108M	$105M	1	1	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$849M	$701M	21.2%	$574M	13.9%	2	2	2	2

Relationships

Registered with (2)

← MCKENZIE LYNN EBBESENAdvisorregistration: current employment
Aug 12, 2019 to presentfactForm ADV
← JAMES DANIEL OSBORNEAdvisorregistration: current employment
Nov 23, 2012 to presentfactForm ADV

Controls (1)

← OSBORNE, JAMES, DANIELOwnerMANAGING MEMBER/CCO, ownership code E, individual
Feb 12, 2016 to Nov 4, 2024factForm ADV

Dated events

Occurred
Feb 2, 2022
Regulatory AUM changed
Bason Asset Management reported RAUM $590.4M, up 34% from $439.6M (2021-11-10 to 2022-02-02)
Form ADVobserved 5 days ago
$151M
Occurred
Jan 25, 2021
Regulatory AUM changed
Bason Asset Management reported RAUM $439.6M, up 32% from $332.7M (2020-10-26 to 2021-01-25)
Form ADVobserved 5 days ago
$107M
Occurred
Feb 12, 2016
First Form ADV filing
Bason Asset Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:09fe005a-78a3-c23c-a7f4-1f0a1ead2f1c
First observed: Feb 12, 2016
Last observed: Feb 20, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BASON ASSET MANAGEMENT

BASON ASSET MANAGEMENT LLC, CRD 165450

LAKEWOOD, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:09fe005a-78a3-c23c-a7f4-1f0a1ead2f1c

Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:15 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES DANIEL OSBORNE

Certified Financial Planner

LAKEWOOD, CO

MCKENZIE LYNN EBBESEN

Certified Financial Planner

LAKEWOOD, CO | Platte City, MO

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

OSBORNE, JAMES, DANIEL

MANAGING MEMBER/CCO

yes

08/2012

Feb 12, 2016

Nov 4, 2024

City

State

Country

Employees

Also broker-dealer

Morgantown

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 20, 2026

$849M

$846M

n/a

2024

Feb 19, 2025

$701M

$698M

n/a

2023

Jan 17, 2024

$618M

$616M

n/a

2022

Feb 14, 2023

$574M

$568M

n/a

2021

Feb 2, 2022

$590M

$584M

n/a

2020

Jan 25, 2021

$440M

$433M

n/a

2019

Feb 13, 2020

$333M

$326M

n/a

2018

Feb 15, 2019

$238M

$233M

n/a

2017

Feb 7, 2018

$208M

$205M

n/a

2016

Feb 28, 2017

$159M

$156M

n/a

2015

Mar 21, 2016

$108M

$105M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$849M

$701M

21.2%

$574M

13.9%