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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

AJO

AJO, LP, CRD 105545

PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a02b81e-b75b-5194-3aec-4ab2d5b6c985

Data as of Mar 23, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 11
On other graphs: 0
Observed: Mar 29, 2012 to Mar 23, 2021
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $580MItem 5.F on the latest filing (2021-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $580M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 13
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $1.6Mgross asset value as reported per fund; never fund size
Custody, client assets: $1.6M
SEC number: 801-22950
CRD: 105545
Filings on the tape: 30
First filed: Mar 29, 2012
Latest filed: Mar 23, 2021
Organised: Limited Partnership, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
AJO EMERGING MARKETS ALL-CAP MASTER FUND, LTD.	Hedge Fund	$758M	Jan 20, 2021	34	Mar 22, 2013	reported	021-190130
AJO EMERGING MARKETS SHORT-ENABLED FUND, L.P.	Hedge Fund	$182M	Jan 20, 2021	1	Mar 31, 2015	reported	n/a
AJO GLOBAL ALL-CAP FUND, LTD.	Hedge Fund	$67.1M	Jan 15, 2019	2	Nov 11, 2015	dropped	021-243741
AJO EMERGING MARKETS ENHANCED HEDGE FUND, LTD.	Hedge Fund	$65.0M	Jun 26, 2019	4	Nov 11, 2015	dropped	021-247206
AJO EMERGING MARKETS MASTER HEDGE FUND, LTD.	Hedge Fund	$30.9M	Jun 26, 2019	3	Mar 22, 2013	dropped	021-190125
AJO INTERNATIONAL SMALL-CAP FUND, LTD.	Hedge Fund	$29.1M	Jun 26, 2019	2	Nov 11, 2015	dropped	021-244619
AJO GLOBAL MARKET-NEUTRAL FUND, LTD.	Hedge Fund	$20.6M	Jan 20, 2021	2	Nov 11, 2015	reported	021-243734
AJO EMERGING MARKETS AMPLIFIED FUND, L.P.	Hedge Fund	$7.2M	Jun 26, 2019	2	Nov 11, 2015	dropped	n/a
AJO EMERGING MARKETS LARGE-CAP FUND, LTD.	Hedge Fund	$2.5M	Jan 20, 2021	1	Feb 28, 2018	reported	n/a
AJO EMERGING MARKETS SMALL-CAP FUND, LTD.	Hedge Fund	$1.6M	Mar 23, 2021	2	Mar 22, 2013	reported	021-278467

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AJO, LLC	GENERAL PARTNER	Na	yes	12/2002	Aug 30, 2012	Mar 23, 2021
ARONSON, THEODORE, ROSEN	Member	E	yes	12/2002	Mar 29, 2012	Mar 23, 2021
ARONSON, THEODORE, ROSEN	MANAGING PRINCIPAL; LIMITED PARTNER; CO-CEO	C	yes	08/1984	Mar 29, 2012	Mar 23, 2021
CRANSTON, STEFANI	PRINCIPAL; CHIEF FINANCIAL OFFICER	A	yes	01/2001	Mar 29, 2012	Mar 23, 2021
DIETRICK, JOSEPH, FRANCIS	PRINCIPAL; CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL	Na	yes	06/2004	Mar 29, 2012	Mar 23, 2021
MOORE, GINA MARIE, NARDI	PRINCIPAL; LIMITED PARTNER; CO-CEO	B	yes	01/2001	Mar 29, 2012	Mar 23, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
AJO FUNDS, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 23, 2021	$580M	$580M	17	13	0	1	$1.6M
2019	Mar 20, 2020	$19B	$19B	54	32	1	5	$1.2B
2018	Mar 29, 2019	$20B	$20B	61	36	1	9	$1.4B
2017	Mar 23, 2018	$28B	$28B	60	33	1	10	$2.8B
2016	Mar 30, 2017	$29B	$29B	60	26	n/a	9	$2.5B
2015	Mar 30, 2016	$27B	$27B	61	29	n/a	9	$2.1B
2014	Mar 31, 2015	$26B	$26B	54	27	n/a	4	$1.1B
2013	Mar 28, 2014	$24B	$24B	46	22	n/a	3	$392M
2012	Mar 22, 2013	$20B	$20B	35	20	n/a	3	$0
2011	Mar 29, 2012	$19B	$19B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$580M	$19B	-97.0%	$28B	-72.5%	17	54	0	1

Relationships

Advises (10)

→ AJO EMERGING MARKETS SMALL-CAP FUND, LTD.Private fundHedge Fund, IA
Mar 22, 2013 to presentfactForm ADV
→ AJO GLOBAL MARKET-NEUTRAL FUND, LTD.Private fundHedge Fund, IA
Nov 11, 2015 to presentfactForm ADV
→ AJO EMERGING MARKETS ALL-CAP MASTER FUND, LTD.Private fundHedge Fund, IA
Mar 22, 2013 to presentfactForm ADV
→ AJO EMERGING MARKETS SHORT-ENABLED FUND, L.P.Private fundHedge Fund, IA
Mar 31, 2015 to presentfactForm ADV
→ AJO EMERGING MARKETS LARGE-CAP FUND, LTD.Private fundHedge Fund, IA
Feb 28, 2018 to presentfactForm ADV
→ AJO EMERGING MARKETS MASTER HEDGE FUND, LTD.Private fundHedge Fund, IA, no longer reported
Mar 22, 2013 to Jun 26, 2019factForm ADV
→ AJO EMERGING MARKETS AMPLIFIED FUND, L.P.Private fundHedge Fund, IA, no longer reported
Nov 11, 2015 to Jun 26, 2019factForm ADV
→ AJO EMERGING MARKETS ENHANCED HEDGE FUND, LTD.Private fundHedge Fund, IA, no longer reported
Nov 11, 2015 to Jun 26, 2019factForm ADV
→ AJO INTERNATIONAL SMALL-CAP FUND, LTD.Private fundHedge Fund, IA, no longer reported
Nov 11, 2015 to Jun 26, 2019factForm ADV
→ AJO GLOBAL ALL-CAP FUND, LTD.Private fundHedge Fund, IA, no longer reported
Nov 11, 2015 to Jan 15, 2019factForm ADV

Controls (5)

← DIETRICK, JOSEPH, FRANCISOwnerPRINCIPAL; CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL, ownership code NA, individual
Mar 29, 2012 to presentfactForm ADV
← CRANSTON, STEFANIOwnerPRINCIPAL; CHIEF FINANCIAL OFFICER, ownership code A, individual
Mar 29, 2012 to presentfactForm ADV
← MOORE, GINA MARIE, NARDIOwnerPRINCIPAL; LIMITED PARTNER; CO-CEO, ownership code B, individual
Mar 29, 2012 to presentfactForm ADV
← ARONSON, THEODORE, ROSENOwnerMEMBER, ownership code E, individual
Mar 29, 2012 to presentfactForm ADV
← AJO, LLCOwnerGENERAL PARTNER, ownership code NA, domestic entity
Aug 30, 2012 to presentfactForm ADV

Dated events

Occurred
Mar 23, 2021
Regulatory AUM changed
Ajo reported RAUM $579.9M, down 97% from $19.2B (2021-01-20 to 2021-03-23)
Form ADVobserved 4 days ago
$-18.6B
Occurred
Jan 20, 2021
Control person left
John Gregory Rogers (Principal; Limited Partner) no longer on Schedule A of Ajo (listed 2020-09-14, absent 2021-01-20)
Form ADVobserved 4 days ago
Occurred
Jan 20, 2021
Control person left
John Kristopher Moran (Chief Compliance Officer) no longer on Schedule A of Ajo (listed 2020-09-14, absent 2021-01-20)
Form ADVobserved 4 days ago
Occurred
Jan 20, 2021
Control person left
Lewis Gregory Mcintire (Principal; Limited Partner; Chief Investment Officer) no longer on Schedule A of Ajo (listed 2020-09-14, absent 2021-01-20)
Form ADVobserved 4 days ago
Occurred
Sep 14, 2020
Control person left
Edmondson Paul Dodge (Principal; Limited Partner) no longer on Schedule A of Ajo (listed 2020-03-20, absent 2020-09-14)
Form ADVobserved 4 days ago
Occurred
Mar 20, 2020
Control person joined
John Kristopher Moran (Chief Compliance Officer) appeared on Schedule A of Ajo
Form ADVobserved 4 days ago
Occurred
Mar 20, 2020
Control person joined
Lewis Gregory Mcintire (Principal; Limited Partner; Chief Investment Officer) appeared on Schedule A of Ajo
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
Ajo reported RAUM $20.4B, down 27% from $28.0B (2019-01-15 to 2019-03-29)
Form ADVobserved 4 days ago
$-7.5B
Occurred
Mar 29, 2019
Control person left
Donald Douglas Dixon (Prinicipal; Limited Partner) no longer on Schedule A of Ajo (listed 2019-01-15, absent 2019-03-29)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person left
Augusto Cesar Orosco (Principal; Limited Partner) no longer on Schedule A of Ajo (listed 2019-01-15, absent 2019-03-29)
Form ADVobserved 4 days ago
Occurred
Jan 15, 2019
Control person left
Sergius James Lobb (Principal; Limited Partner) no longer on Schedule A of Ajo (listed 2018-09-28, absent 2019-01-15)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a02b81e-b75b-5194-3aec-4ab2d5b6c985
First observed: Mar 29, 2012
Last observed: Mar 23, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AJO

AJO, LP, CRD 105545

PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a02b81e-b75b-5194-3aec-4ab2d5b6c985

Data as of Mar 23, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:40 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

AJO EMERGING MARKETS ALL-CAP MASTER FUND, LTD.

Hedge Fund

$758M

Jan 20, 2021

Mar 22, 2013

reported

021-190130

AJO EMERGING MARKETS SHORT-ENABLED FUND, L.P.

Hedge Fund

$182M

Jan 20, 2021

Mar 31, 2015

reported

n/a

AJO GLOBAL ALL-CAP FUND, LTD.

Hedge Fund

$67.1M

Jan 15, 2019

Nov 11, 2015

dropped

021-243741

AJO EMERGING MARKETS ENHANCED HEDGE FUND, LTD.

Hedge Fund

$65.0M

Jun 26, 2019

Nov 11, 2015

dropped

021-247206

AJO EMERGING MARKETS MASTER HEDGE FUND, LTD.

Hedge Fund

$30.9M

Jun 26, 2019

Mar 22, 2013

dropped

021-190125

AJO INTERNATIONAL SMALL-CAP FUND, LTD.

Hedge Fund

$29.1M

Jun 26, 2019

Nov 11, 2015

dropped

021-244619

AJO GLOBAL MARKET-NEUTRAL FUND, LTD.

Hedge Fund

$20.6M

Jan 20, 2021

Nov 11, 2015

reported

021-243734

AJO EMERGING MARKETS AMPLIFIED FUND, L.P.

Hedge Fund

$7.2M

Jun 26, 2019

Nov 11, 2015

dropped

n/a

AJO EMERGING MARKETS LARGE-CAP FUND, LTD.

Hedge Fund

$2.5M

Jan 20, 2021

Feb 28, 2018

reported

n/a

AJO EMERGING MARKETS SMALL-CAP FUND, LTD.

Hedge Fund

$1.6M

Mar 23, 2021

Mar 22, 2013

reported

021-278467

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AJO, LLC

GENERAL PARTNER

yes

12/2002

Aug 30, 2012

Mar 23, 2021

ARONSON, THEODORE, ROSEN

Member

yes

12/2002

Mar 29, 2012

Mar 23, 2021

ARONSON, THEODORE, ROSEN

MANAGING PRINCIPAL; LIMITED PARTNER; CO-CEO

yes

08/1984

Mar 29, 2012

Mar 23, 2021

CRANSTON, STEFANI

PRINCIPAL; CHIEF FINANCIAL OFFICER

yes

01/2001

Mar 29, 2012

Mar 23, 2021

DIETRICK, JOSEPH, FRANCIS

PRINCIPAL; CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL

yes

06/2004

Mar 29, 2012

Mar 23, 2021

MOORE, GINA MARIE, NARDI

PRINCIPAL; LIMITED PARTNER; CO-CEO

yes

01/2001

Mar 29, 2012

Mar 23, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

AJO FUNDS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 23, 2021

$580M

$1.6M

2019

Mar 20, 2020

$19B

$1.2B

2018

Mar 29, 2019

$20B

$1.4B

2017

Mar 23, 2018

$28B

$2.8B

2016

Mar 30, 2017

$29B

n/a

$2.5B

2015

Mar 30, 2016

$27B

n/a

$2.1B

2014

Mar 31, 2015

$26B

n/a

$1.1B

2013

Mar 28, 2014

$24B

n/a

$392M

2012

Mar 22, 2013

$20B

n/a

2011

Mar 29, 2012

$19B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$580M

$19B

-97.0%

$28B

-72.5%