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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

MEI L LOWERY

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

PENSACOLA, FL

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Search this name across graphsid dfx:ria:0a04af73-bff7-cb5f-e259-1002a718ee80

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 31, 2009
First registration: Jan 29, 2001
Dual registered: yes, broker-dealer
Other names: MEI LEE LOWERY
IAPD individual key: 4264089

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Aug 21, 2009	n/a	yes	PENSACOLA, FL	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 5, 2008	Aug 15, 2009	no	PENSACOLA, FL\|WEEHAWKEN, NJ	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Mar 5, 2008	no	PENSACOLA, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 29, 2001	Apr 2, 2007	no	PENSACOLA, FL\|PENSACOLA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Aug 15, 2009	Aug 21, 2009	6	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	UBS FINANCIAL SERVICES INC.	Mar 5, 2008	Mar 5, 2008	0	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Aug 21, 2009 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 5, 2008 to Aug 15, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Mar 5, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 29, 2001 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.