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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

UNION INVESTMENT ADVISORS, INC

CRD 108240

LINCOLN, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a0896a4-9dd7-c203-5afb-9e28ba09e873

Data as of Feb 17, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 14, 2012 to Feb 17, 2016
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $72.2MItem 5.F on the latest filing (2016-02-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $72.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
Accounts: 2
SEC number: 801-60008
CRD: 108240
Filings on the tape: 5
First filed: Mar 14, 2012
Latest filed: Feb 17, 2016
Organised: Corporation, Nebraska

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DUNLAP, MICHAEL, SULLIVAN	President	C	yes	01/1996	Mar 14, 2012	Feb 17, 2016
FARMERS & MERCHANTS INVESTMENT, INC.	SHAREHOLDER OF UNION INVESTMENT ADVISORS, INC.	E	yes	01/2001	Mar 14, 2012	Feb 17, 2016
GROSS, JON, CHRISTOPHER	CHAIRMAN/CEO	Na	yes	02/2009	Mar 14, 2012	Feb 17, 2016
LEBSOCK, TANYA, LEIGH	CHIEF COMPLIANCE OFFICER	Na	yes	07/2003	Mar 14, 2012	Feb 17, 2016
MUHLEISEN, ANGELA, LYNN	CHAIRMAN OF THE BOARD	C	yes	01/1996	Mar 14, 2012	Feb 17, 2016
PORTZ, MARK, EDWARD	President	Na	yes	02/2009	Mar 14, 2012	Feb 17, 2016
SAILER, RYAN, MICHAEL	INVESTMENT OFFICER	Na	yes	03/2007	Mar 14, 2012	Feb 17, 2016
SULLIVAN, THOMAS, ROBERT	VICE PRESIDENT	Na	yes	02/2009	Mar 14, 2012	Feb 17, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WHITETAIL ROCK CAPITAL MANAGEMENT, LLC	n/a	Mixed wealth	$3.3B	N	yes	n/a
NELNET CAPITAL LLC	n/a	n/a	n/a	N	yes	n/a
UNION BANK & TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Feb 17, 2016	$72.2M	$72.2M	5	2	n/a	n/a	n/a
2014	Feb 9, 2015	$80.1M	$80.1M	5	2	n/a	n/a	n/a
2013	Feb 10, 2014	$104M	$104M	5	2	n/a	n/a	n/a
2012	Feb 19, 2013	$109M	$109M	5	2	n/a	n/a	n/a
2011	Mar 14, 2012	$109M	$109M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$72.2M	$80.1M	-9.9%	$109M	-12.8%	5	5	n/a	n/a

Relationships

Affiliated with (1)

→ WHITETAIL ROCK CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (8)

← DUNLAP, MICHAEL, SULLIVANOwnerPRESIDENT, ownership code C, individual
Mar 14, 2012 to presentfactForm ADV
← GROSS, JON, CHRISTOPHEROwnerCHAIRMAN/CEO, ownership code NA, individual
Mar 14, 2012 to presentfactForm ADV
← PORTZ, MARK, EDWARDOwnerPRESIDENT, ownership code NA, individual
Mar 14, 2012 to presentfactForm ADV
← SAILER, RYAN, MICHAELOwnerINVESTMENT OFFICER, ownership code NA, individual
Mar 14, 2012 to presentfactForm ADV
← MUHLEISEN, ANGELA, LYNNOwnerCHAIRMAN OF THE BOARD, ownership code C, individual
Mar 14, 2012 to presentfactForm ADV
← LEBSOCK, TANYA, LEIGHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 14, 2012 to presentfactForm ADV
← SULLIVAN, THOMAS, ROBERTOwnerVICE PRESIDENT, ownership code NA, individual
Mar 14, 2012 to presentfactForm ADV
← FARMERS & MERCHANTS INVESTMENT, INC.OwnerSHAREHOLDER OF UNION INVESTMENT ADVISORS, INC., ownership code E, domestic entity
Mar 14, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a0896a4-9dd7-c203-5afb-9e28ba09e873
First observed: Mar 14, 2012
Last observed: Feb 17, 2016 128 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UNION INVESTMENT ADVISORS, INC

CRD 108240

LINCOLN, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a0896a4-9dd7-c203-5afb-9e28ba09e873

Data as of Feb 17, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:30 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DUNLAP, MICHAEL, SULLIVAN

President

yes

01/1996

Mar 14, 2012

Feb 17, 2016

FARMERS & MERCHANTS INVESTMENT, INC.

SHAREHOLDER OF UNION INVESTMENT ADVISORS, INC.

yes

01/2001

Mar 14, 2012

Feb 17, 2016

GROSS, JON, CHRISTOPHER

CHAIRMAN/CEO

yes

02/2009

Mar 14, 2012

Feb 17, 2016

LEBSOCK, TANYA, LEIGH

CHIEF COMPLIANCE OFFICER

yes

07/2003

Mar 14, 2012

Feb 17, 2016

MUHLEISEN, ANGELA, LYNN

CHAIRMAN OF THE BOARD

yes

01/1996

Mar 14, 2012

Feb 17, 2016

PORTZ, MARK, EDWARD

President

yes

02/2009

Mar 14, 2012

Feb 17, 2016

SAILER, RYAN, MICHAEL

INVESTMENT OFFICER

yes

03/2007

Mar 14, 2012

Feb 17, 2016

SULLIVAN, THOMAS, ROBERT

VICE PRESIDENT

yes

02/2009

Mar 14, 2012

Feb 17, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WHITETAIL ROCK CAPITAL MANAGEMENT, LLC

n/a

Mixed wealth

$3.3B

yes

n/a

NELNET CAPITAL LLC

n/a

yes

n/a

UNION BANK & TRUST COMPANY

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Feb 17, 2016

$72.2M

n/a

2014

Feb 9, 2015

$80.1M

n/a

2013

Feb 10, 2014

$104M

n/a

2012

Feb 19, 2013

$109M

n/a

2011

Mar 14, 2012

$109M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$72.2M

$80.1M

-9.9%

$109M

-12.8%

n/a