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R••••• L•• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

R••••• L•• H•••••••••

Advisor at N•••••••• F•••••••• G••••• I•••

Allentown, PA | WYOMISSING, PA | TANNERSVILLE, PA

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Search this name across graphsid dfx:ria:0a1b05e7-7338-c6e8-92a7-a7def8931c64

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jul 30, 2002 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••••• L•• H•••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• F•••••••• G••••• I•••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 27, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 28derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• F•••••••• G••••• I•••	Mixed wealth	Jul 20, 1998	n/a	yes	TANNERSVILLE, PA\|WYOMISSING, PA\|Allentown, PA	Current employment
E•••••••• A•••••••• L••	National bd RIA	Jul 30, 2002	Apr 17, 2009	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	n/a	Apr 17, 2009	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ N•••••••• F•••••••• G••••• I•••Registered adviserregistration: current employment
Jul 20, 1998 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 30, 2002 to Apr 17, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a1b05e7-7338-c6e8-92a7-a7def8931c64
First observed: Jul 30, 2002
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.