L•••• C••••

Advisor at G• W••••• M••••••••• R••• L••

Washington, DC | CAMBRIDGE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a3d0f89-6a56-2c49-3ae6-706274156544

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 8, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G• W••••• M••••••••• R••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G• W••••• M••••••••• R••• L••	Independent wealth	May 21, 2025	n/a	yes	Washington, DC\|CAMBRIDGE, MA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Dec 8, 2024	May 22, 2025	no	Washington, DC\|San Francisco, CA\|Washington, DC\|Baltimore, MD\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	G• W••••• M••••••••• R••• L••	May 22, 2025	May 21, 2025	-1	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ G• W••••• M••••••••• R••• L••Registered adviserregistration: current employment
May 21, 2025 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 8, 2024 to May 22, 2025factForm ADV

Dated events

Occurred
May 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a3d0f89-6a56-2c49-3ae6-706274156544
First observed: Dec 8, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.