This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

state registeredderivedon the IAPD state feed, not SEC-registered

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Employees

4

Advisory employees

4

Offices

5Schedule D 1.F, beyond the principal office

Individual clients

58

CRD

297961

Filings on the tape

1

First filed

Mar 5, 2026

Latest filed

Mar 5, 2026

Organised

Corporation, CO

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0a4843ed-44a9-0cea-e4fa-e54703c5c2bb

First observed

Mar 5, 2026

Last observed

Mar 5, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.