DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 175258
WESLEY CHAPEL, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JONATHAN MICHAEL BRIGGS | Certified Financial Planner | WESLEY CHAPEL, FL | 5 | 16 | n/a | no |
| CHRISTOPHER COOK | n/a | WESLEY CHAPEL, FL | 0 | 10 | 2 | no |
| Michael J Garcia | n/a | WESLEY CHAPEL, FL | 0 | 13 | 5 | no |
| Giovannie M Topazio | n/a | WESLEY CHAPEL, FL | Palm Harbor, FL | 0 | 10 | 1 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BRIGGS, JONATHAN, MICHAEL | MANAGING MEMBER, PRESIDENT & CHIEF COMPLIANCE OFFICER | E | yes | 12/2021 | Mar 30, 2026 | Mar 30, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $155M | $155M | 5 | 3 | 3 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 0 | 3 | 0.0% | 1 | 0 | 0 | 3 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $155M | n/a | n/a | n/a | n/a | 5 | n/a | 3 | n/a |