DFX Intelligence

A•••••• L•• V•• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

A•••••• L•• V•• K•••••

Advisor at L•• F•••••••• L••

BROADVIEW HEIGHTS, OH

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Search this name across graphsid dfx:ria:0a4dd97d-f009-42c6-3844-09a7e0d2afda

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 16, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 14, 2020	n/a	yes	BROADVIEW HEIGHTS, OH	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Sep 17, 2013	May 18, 2020	no	BROADVIEW HEIGHTS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	L•• F•••••••• L••	May 18, 2020	May 14, 2020	-4	Firm change	Ibd to ibd
I••••• F•••••••• C•••••••••	S••••••••• A•••••• A•••••••• I•••	Sep 17, 2013	Sep 17, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
110518:6413:OH:2020-05-18	May 18, 2020	May 14, 2020	BROADVIEW HEIGHTS, OH	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 14, 2020 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 17, 2013 to May 18, 2020factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jul 16, 2009 to Sep 17, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a4dd97d-f009-42c6-3844-09a7e0d2afda
First observed: Jul 16, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.