This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Aug 9, 2023

First registration

Aug 14, 2023

Dual registered

yes, broker-dealer

Other names

Will Carroll|WILL CARROLL|William Gerard Carroll

IAPD individual key

7746266

• Occurred

  Aug 7, 2025
  Advisor changed firm

  William Carroll left Principal Advised Services for J.P. Morgan Securities Llc (registered 2025-09-04)

  Form ADVobserved 4 days ago
• Occurred

  Nov 26, 2023
  Advisor changed firm

  William Carroll left Principal Securities, Inc. for Principal Advised Services (registered 2024-08-06)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0a4edc57-274d-cafe-06db-9589232b3bd4

First observed

Aug 14, 2023

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.