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Advisor at ALLWORTH FINANCIAL, L.P.
Las Vegas, NV | FOLSOM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | Mar 24, 2023 | n/a | yes | FOLSOM, CA|Las Vegas, NV | Current employment |
| REDROCK WEALTH MANAGEMENT, LLC | Former SEC adviser | Feb 14, 2023 | Mar 30, 2023 | no | Las Vegas, NV | Previous registration |
| REDROCK WEALTH MANAGEMENT, LLC | Former SEC adviser | Jan 1, 2013 | Dec 31, 2022 | no | LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REDROCK WEALTH MANAGEMENT, LLC | ALLWORTH FINANCIAL, L.P. | Mar 30, 2023 | Mar 24, 2023 | -6 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134562:111167:NV:2023-03-30 | Mar 30, 2023 | Mar 24, 2023 | LAS VEGAS, NV | Firm change |