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P•••• S• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst15 years in industry

P•••• S• L••

Advisor at L•••

Los Angeles, CA | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:0a697de2-6293-e1b3-fe31-6f4bb7e0023d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 8, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 25, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Jan 21, 2025	n/a	yes	Los Angeles, CA\|LOS ANGELES, CA	Current employment
A••••• W••••• M••••••••• L••	Former SEC adviser	Nov 8, 2018	Jan 23, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• M••••••••• L••	L•••	Jan 23, 2025	Jan 21, 2025	-2	Firm change	RIA to RIA
U•• F•••••••• S••••••• I•••	A••••• W••••• M••••••••• L••	Dec 11, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
291155:269866:CA:2025-01-23	Jan 23, 2025	Jan 21, 2025	LOS ANGELES, CA	Firm change
8174:291155:CA:2017-12-10	Dec 11, 2017	Nov 8, 2018	LOS ANGELES, CA	Firm change

Relationships

Registered with (3)

→ L•••Registered adviserregistration: current employment
Jan 21, 2025 to presentfactForm ADV
→ A••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 8, 2018 to Jan 23, 2025factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
May 8, 2013 to Dec 11, 2017factForm ADV

Dated events

Occurred
Jan 23, 2025
Advisor changed firm
P•••• S• L•• left A••••• W••••• M••••••••• L•• for Lido (registered 2025-01-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a697de2-6293-e1b3-fe31-6f4bb7e0023d
First observed: May 8, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.