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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

DOUGLAS JAMES IRELAND

Advisor at LPL ENTERPRISE, LLC

DANVILLE, IL

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Search this name across graphsid dfx:ria:0a69a3cd-c59c-6c26-945f-ee46aa39c50c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 18, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL ENTERPRISE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 12, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Aug 12, 2005
First registration: Jan 18, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4930915

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	n/a	yes	DANVILLE, IL	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Jun 6, 2022	Nov 14, 2024	no	Danville, IL\|Danville, IL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Dec 17, 2018	Jun 14, 2022	no	DANVILLE, IL	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	Jul 27, 2012	no	URBANA, IL	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Sep 16, 2008	Nov 13, 2009	no	URBANA, IL	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jun 23, 2006	Sep 9, 2008	no	DANVILLE, IL\|DANVILLE, IL\|DANVILLE, IL\|CHAMPAIGN, IL\|DANVILLE, IL\|DANVILLE, IL\|CHAMPAIGN, IL\|DANVILLE, IL\|DANVILLE, IL\|DANVILLE, IL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jan 18, 2006	Jun 12, 2006	no	DANVILLE, IL\|DANVILLE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm
RAYMOND JAMES & ASSOCIATES, INC.	PRUCO SECURITIES, LLC	Jun 14, 2022	Jun 6, 2022	-8	Firm change	Ibd to ibd
PNC WEALTH MANAGEMENT	RAYMOND JAMES & ASSOCIATES, INC.	Jul 27, 2012	Dec 17, 2018	2,334	Firm change after gap	Other
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other
UVEST FINANCIAL SERVICES GROUP, INC.	NATCITY INVESTMENTS, INC.	Sep 9, 2008	Sep 16, 2008	7	Firm change	Other
A. G. EDWARDS & SONS, INC.	UVEST FINANCIAL SERVICES GROUP, INC.	Jun 12, 2006	Jun 23, 2006	11	Firm change	Other

Relationships

Registered with (7)

→ LPL ENTERPRISE, LLCRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 6, 2022 to Nov 14, 2024factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Dec 17, 2018 to Jun 14, 2022factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 13, 2009 to Jul 27, 2012factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 16, 2008 to Nov 13, 2009factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jun 23, 2006 to Sep 9, 2008factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jan 18, 2006 to Jun 12, 2006factForm ADV

Dated events

Occurred
Jun 14, 2022
Advisor changed firm
Douglas James Ireland left Raymond James & Associates, Inc. for Pruco Securities, Llc (registered 2022-06-06)
Form ADVobserved 3 days ago