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Advisor at OSAIC WEALTH, INC.
FAIRFAX, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | FAIRFAX, VA | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Nov 30, 2016 | Jan 19, 2024 | no | FAIRFAX, VA|Timonium, MD|FAIRFAX, VA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Feb 28, 2013 | Nov 30, 2016 | no | EL SEGUNDO, CA|FAIRFAX, VA|SEWICKLEY, PA | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 3, 2007 | Mar 1, 2013 | no | FAIRFAX, VA|TIMONIUM, MD|FAIRFAX, VA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 1, 2005 | Jan 11, 2007 | no | FAIRFAX, VA|FAIRFAX, VA | Previous registration |
| MONY SECURITIES CORPORATION | n/a | Sep 12, 1997 | Jun 1, 2005 | no | FAIRFAX, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| CETERA ADVISOR NETWORKS LLC | WOODBURY FINANCIAL SERVICES, INC. | Nov 30, 2016 | Nov 30, 2016 | 0 | Firm change | Other |
| WOODBURY FINANCIAL SERVICES, INC. | CETERA ADVISOR NETWORKS LLC | Mar 1, 2013 | Feb 28, 2013 | -1 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | WOODBURY FINANCIAL SERVICES, INC. | Jan 11, 2007 | Jan 3, 2007 | -8 | Firm change | Other |
| MONY SECURITIES CORPORATION | EQUITABLE ADVISORS, LLC | Jun 1, 2005 | Jun 1, 2005 | 0 | Bulk transfer | Other |