DFX Intelligence

V•••••• F•••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst26 years in industry

V•••••• F•••••• D••••••

Advisor at R• M• D•••• I••

PORTLAND, ME

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Search this name across graphsid dfx:ria:0a7a3abf-ffdb-5d78-02d5-f6cea5a7bab9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R• M• D•••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R• M• D•••• I••	Independent wealth	Feb 2, 2012	n/a	yes	PORTLAND, ME	Current employment
T•• C••••• G••••• L••	n/a	Jul 5, 2011	Nov 29, 2011	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• C••••• G••••• L••	R• M• D•••• I••	Nov 29, 2011	Feb 2, 2012	65	Firm change	Other

Relationships

Registered with (2)

→ R• M• D•••• I••Registered adviserregistration: current employment
Feb 2, 2012 to presentfactForm ADV
→ T•• C••••• G••••• L••Registered adviserregistration: previous registration
Jul 5, 2011 to Nov 29, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a7a3abf-ffdb-5d78-02d5-f6cea5a7bab9
First observed: Jul 5, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.