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Advisor at CETERA INVESTMENT ADVISERS LLC
Windermere, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | Windermere, FL | Current employment |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Feb 28, 2006 | Feb 4, 2021 | no | CHAMPAIGN, IL|CHAMPAIGN, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUNA BROKERAGE SERVICES, INC. | CETERA INVESTMENT ADVISERS LLC | Feb 4, 2021 | Jun 29, 2023 | 875 | Firm change after gap | Ibd to ibd |