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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

ERROL ZOOG

Advisor at MORGAN STANLEY

Charlotte, NC

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Search this name across graphsid dfx:ria:0a8a8325-3876-00fe-457c-37e00992135f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Aug 28, 2018
First registration: Aug 28, 2018
Dual registered: yes, broker-dealer
Other names: Errol William Zoog|Errol Zoog
IAPD individual key: 6585071

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jun 13, 2022	n/a	yes	Charlotte, NC	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Dec 15, 2021	May 16, 2022	no	PICKERINGTON, OH\|COVINGTON, KY	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 29, 2020	Oct 4, 2021	no	Westerville, OH\|Westerville, OH\|Westerville, OH\|Columbus, OH	Previous registration
MORGAN STANLEY	Wirehouse	Aug 28, 2018	Apr 20, 2020	no	Columbus, OH\|PURCHASE, NY\|Columbus, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	MORGAN STANLEY	May 16, 2022	Jun 13, 2022	28	Firm change	Ibd to wirehouse
J.P. MORGAN SECURITIES LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Oct 4, 2021	Dec 15, 2021	72	Firm change	Wirehouse to ibd
MORGAN STANLEY	J.P. MORGAN SECURITIES LLC	Apr 20, 2020	Apr 29, 2020	9	Firm change	Wirehouse to wirehouse

Relationships

Registered with (3)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 28, 2018 to Apr 20, 2020factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Dec 15, 2021 to May 16, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Apr 29, 2020 to Oct 4, 2021factForm ADV

Dated events

Occurred
May 16, 2022
Advisor changed firm
Errol Zoog left Fidelity Personal And Workplace Advisors for Morgan Stanley (registered 2022-06-13)
Form ADVobserved 6 days ago