DFX Intelligence

S•••• D••••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

S•••• D••••••• P••••••

Advisor at C•••••• A•••• M••••••••• L••

CHICAGO, IL | West Palm Beach, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a8e4eae-ad4e-bde5-7c04-7dcd725a5da7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 15, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••• M••••••••• L••	Independent wealth	Aug 25, 2026	n/a	yes	West Palm Beach, FL\|CHICAGO, IL	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Jun 15, 2021	Sep 4, 2026	no	BOCA RATON, FL\|Delray Beach, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	C•••••• A•••• M••••••••• L••	Sep 4, 2026	Aug 25, 2026	-10	Firm change	Wirehouse to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:288566:FL:2026-09-03	Sep 4, 2026	Aug 25, 2026	DELRAY BEACH, FL	Firm change

Relationships

Registered with (2)

→ C•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Aug 25, 2026 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Jun 15, 2021 to Sep 4, 2026factForm ADV

Dated events

Occurred
Sep 4, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a8e4eae-ad4e-bde5-7c04-7dcd725a5da7
First observed: Jun 15, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.