This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.81 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=2.0

Regulatory AUM

$143MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$143M

Private client RAUM

$116MderivedItem 5.D individuals plus high net worth individuals

Private client share

81%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$35.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

484

Individual clients

232

High net worth clients

28

SEC number

801-132708

CIK

2107217

CRD

335347

Filings on the tape

5

First filed

May 23, 2025

Latest filed

Mar 26, 2026

Organised

Limited Liability Company, FL

• Occurred

  May 23, 2025
  Team lift-out

  2 advisors left Independent Advisor Alliance, LLC (Tallahassee, FL) for Cypress Capital on the same day

  Form ADVobserved 3 days ago
  2 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0a951960-28bf-69f2-87f6-23156aebee7c

First observed

May 23, 2025

Last observed

Mar 26, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.