J••••••• H•••

Advisor at L••••••••• C•••••• M••••••••• L••

Waconia, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a98354e-198f-4166-1365-37d7b0ce5400

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••••• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••••• C•••••• M••••••••• L••	State registered	Jul 11, 2025	n/a	yes	Waconia, MN	Current employment
A••••••••• W••••• P•••••••	Independent wealth	Dec 16, 2022	Dec 5, 2023	no	MINNETONKA, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• W••••• P•••••••	L••••••••• C•••••• M••••••••• L••	Dec 5, 2023	Jul 11, 2025	584	Firm change after gap	RIA to state RIA
W••••••••• A•••• M••••••••• L••	A••••••••• W••••• P•••••••	Dec 31, 2020	Dec 16, 2022

Relationships

Registered with (4)

→ L••••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Jul 11, 2025 to presentfactForm ADV
→ A••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Dec 16, 2022 to Dec 5, 2023factForm ADV
→ W••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 29, 2017 to Dec 31, 2020factForm ADV
→ B••••••••• W••••• M••••••••• L••

Dated events

Occurred
Dec 5, 2023
Advisor changed firm
J••••••• H••• left A••••••••• W••••• P••••••• for L••••••••• C•••••• M••••••••• L•• (registered 2025-07-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a98354e-198f-4166-1365-37d7b0ce5400
First observed: Oct 28, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.