DFX Intelligence

G•••••• S•••••••• O••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

G•••••• S•••••••• O••••••••

Advisor at S••••••••• C•••••• M•••••••••

ANNAPOLIS, MD

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Search this name across graphsid dfx:ria:0a992069-2140-659b-4944-31b0361c64a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• C•••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 21, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• C•••••• M•••••••••	Independent wealth	Jan 15, 2014	n/a	yes	ANNAPOLIS, MD	Current employment
S••••••••• C•••••• M••••••••• I•••	Former SEC adviser	Mar 24, 2003	Jan 29, 2014	no	ANNAPOLIS, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• C•••••• M••••••••• I•••	S••••••••• C•••••• M•••••••••	Jan 29, 2014	Jan 15, 2014	-14	Channel change	Other

Relationships

Registered with (2)

→ S••••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Jan 15, 2014 to presentfactForm ADV
→ S••••••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 24, 2003 to Jan 29, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a992069-2140-659b-4944-31b0361c64a4
First observed: Mar 24, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.