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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

DAVID ALAN HERBECK

Advisor at STRATEGIC ADVISERS LLC

NOVI, MI | LIVONIA, MI

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Search this name across graphsid dfx:ria:0a9955cd-1cc6-f701-e91e-ad3143ae03d3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 6, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 23, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 23, 2015
First registration: Mar 6, 2015
Dual registered: yes, broker-dealer
Other names: DAVID ALAN HEERBECK|Dave Alan Herbeck|DAVID ALAN HERBECK|David Herbeck
IAPD individual key: 5926432

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	NOVI, MI\|LIVONIA, MI	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Oct 1, 2021	Mar 31, 2025	no	NOVI, MI	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Dec 3, 2018	Jul 23, 2021	no	LIVONIA, MI\|NOVI, MI\|NOVI, MI\|BRIGHTON, MI\|ANN ARBOR, MI	Previous registration
Spc	Bd affiliated wealth	Apr 11, 2017	Nov 7, 2018	no	Livonia, MI\|ANN ARBOR, MI\|Livonia, MI	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Mar 6, 2015	Sep 25, 2015	no	LIVONIA, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
PNC WEALTH MANAGEMENT	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 23, 2021	Oct 1, 2021	70	Firm change	Ibd to ibd
Spc	PNC WEALTH MANAGEMENT	Nov 7, 2018	Dec 3, 2018	26	Firm change	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Spc	Sep 25, 2015	Apr 11, 2017	564	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110692:129052:MI:2018-10-26	Nov 7, 2018	Dec 3, 2018	LIVONIA, MI	Firm change

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Oct 1, 2021 to Mar 31, 2025factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Dec 3, 2018 to Jul 23, 2021factForm ADV
→ SPCRegistered adviserregistration: previous registration
Apr 11, 2017 to Nov 7, 2018factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Mar 6, 2015 to Sep 25, 2015factForm ADV

Dated events

No dated event names this entity yet.