G••• •••• K•

Advisor at B••••• P••••• A•••••••• L••

PHOENIX, AZ | NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a9afefa-2030-2d62-8225-8ea0d6cba0b9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 31, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 14, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Apr 19, 2021	n/a	yes	NEWPORT BEACH, CA\|PHOENIX, AZ	Current employment
W••••• D•••••• L••	Former SEC adviser	Jan 8, 2018	Mar 31, 2021	no	SAN JOSE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• D•••••• L••	B••••• P••••• A•••••••• L••	Mar 31, 2021	Apr 19, 2021	19	Firm change	RIA to RIA
L•• F•••••••• L••	W••••• D•••••• L••	Jan 4, 2010	Nov 3, 2006

Relationships

Registered with (3)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Apr 19, 2021 to presentfactForm ADV
→ W••••• D•••••• L••Registered adviserregistration: previous registration
Jan 8, 2018 to Mar 31, 2021factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 31, 1997 to Jan 4, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a9afefa-2030-2d62-8225-8ea0d6cba0b9
First observed: Dec 31, 1997
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.