DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at SHEPHERD FINANCIAL LLC
WOODSTOCK, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SHEPHERD FINANCIAL LLC | State registered | Mar 16, 2020 | n/a | yes | WOODSTOCK, GA | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Oct 7, 2015 | Feb 12, 2020 | no | Atlanta, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | SHEPHERD FINANCIAL LLC | Feb 12, 2020 | Mar 16, 2020 | 33 | Firm change | Other |