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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

CHAD JOHN CARTER HOOKER

Advisor at LPL FINANCIAL LLC

BILLINGS, MT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 18
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 12, 2015
First registration: Jan 16, 2007
Dual registered: yes, broker-dealer
Other names: CHAD JC HOOKER
IAPD individual key: 5233212

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2021	n/a	yes	BILLINGS, MT	Current employment
WADDELL & REED	Former SEC adviser	Nov 13, 2015	Jul 21, 2021	no	BILLINGS, MT\|CODY, WY\|SEATTLE, WA\|CODY, WY\|BILLINGS, MT	Previous registration
PRIMERICA ADVISORS	National bd RIA	Sep 22, 2011	Dec 31, 2011	no	BILLINGS, MT	Previous registration
WADDELL & REED	Former SEC adviser	Jan 16, 2007	Oct 19, 2009	no	BILLINGS, MT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	LPL FINANCIAL LLC	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd
PRIMERICA ADVISORS	WADDELL & REED	Dec 31, 2011	Nov 13, 2015	1,413	Firm change after gap	Other
WADDELL & REED	PRIMERICA ADVISORS	Oct 19, 2009	Sep 22, 2011	703	Firm change after gap	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 21, 2021 to presentfactForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Nov 13, 2015 to Jul 21, 2021factForm ADV
→ PRIMERICA ADVISORSRegistered adviserregistration: previous registration
Sep 22, 2011 to Dec 31, 2011factForm ADV

Dated events

No dated event names this entity yet.