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E••• J•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

E••• J•••• M••••

Advisor at SPC

ANN ARBOR, MI

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Search this name across graphsid dfx:ria:0a9f66b3-cf69-c9bb-1716-2bf898ed2303

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 4, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••	Bd affiliated wealth	Apr 20, 2021	n/a	yes	ANN ARBOR, MI	Current employment
C•• A•••• M••••••••• I•••	Independent wealth	Sep 4, 2019	Apr 28, 2021	no	SOUTHFIELD, MI

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•• A•••• M••••••••• I•••	S••	Apr 28, 2021	Apr 20, 2021	-8	Firm change	RIA to ibd

Relationships

Registered with (2)

→ SPCRegistered adviserregistration: current employment
Apr 20, 2021 to presentfactForm ADV
→ C•• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 4, 2019 to Apr 28, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a9f66b3-cf69-c9bb-1716-2bf898ed2303
First observed: Sep 4, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.