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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

CHRISTOPHER JAMES WIGINGTON

Advisor at PROSPERA FINANCIAL SERVICES, INC.

DALLAS, TX

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Search this name across graphsid dfx:ria:0aa7c91a-515c-7192-07b6-53200360513e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 1, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERA FINANCIAL SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 25, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 25, 1998
First registration: Oct 1, 2004
Dual registered: yes, broker-dealer
Other names: CHRIS JAMES WIGINGTON|CHRIS J WIGINGTON|CHRIS JAMES WIGINGTON
IAPD individual key: 2992199

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERA FINANCIAL SERVICES, INC.	Bd affiliated wealth	Nov 26, 2019	n/a	yes	DALLAS, TX\|DALLAS, TX	Current employment
WELLS FARGO ADVISORS	Wirehouse	May 5, 2011	Jan 2, 2014	no	NACOGDOCHES, TX	Previous registration
MANARIN INVESTMENT COUNSEL LTD	Former SEC adviser	Jul 18, 2005	Feb 25, 2014	no	OMAHA, NE	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Oct 1, 2004	Jul 8, 2005	no	OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MANARIN INVESTMENT COUNSEL LTD	WELLS FARGO ADVISORS	Feb 25, 2014	May 5, 2011	-1,027	Firm change after gap	Other
WELLS FARGO ADVISORS	PROSPERA FINANCIAL SERVICES, INC.	Jan 2, 2014	Nov 26, 2019	2,154	Firm change after gap	Wirehouse to RIA
SECURITIES AMERICA ADVISORS, INC.	MANARIN INVESTMENT COUNSEL LTD	Jul 8, 2005	Jul 18, 2005	10	Firm change	Other

Relationships

Registered with (4)

→ PROSPERA FINANCIAL SERVICES, INC.Registered adviserregistration: current employment
Nov 26, 2019 to presentfactForm ADV
→ MANARIN INVESTMENT COUNSEL LTDRegistered adviserregistration: previous registration
Jul 18, 2005 to Feb 25, 2014factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 5, 2011 to Jan 2, 2014factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Oct 1, 2004 to Jul 8, 2005factForm ADV

Dated events

No dated event names this entity yet.