DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 327874
TORONTO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| 15 PRINCE ARTHUR CORPORATION | Shareholder | E | yes | 08/2020 | Jul 26, 2023 | Jan 19, 2024 |
| Novak, Jordan, Michael | CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER | Na | yes | 08/2020 | Jul 26, 2023 | Jan 19, 2024 |
| Wood, Brendan, Derry | CHAIRMAN AND CEO | F | yes | 08/2020 | Jul 26, 2023 | Jan 19, 2024 |
| Wood, Brendan, Derry | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | Na | yes | 07/2023 | Jul 26, 2023 | Jan 19, 2024 |
| Chen, Richard, Leeway | CHIEF COMPLIANCE OFFICER | Na | no | 01/2024 | Jan 19, 2024 | Jan 19, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 30, 2026 | $19.6M | $19.6M | 10 | 2 | 1 | n/a | n/a |
| 2024 | Mar 31, 2025 | $13.2M | $13.2M | 10 | 2 | 1 | n/a | n/a |
| 2023 | Jan 19, 2024 | $3.6M | $0 | 10 | 2 | 1 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $19.6M | $13.2M | 48.8% | n/a | n/a | 10 | 10 | 1 | 1 |