DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B•••••• W••••• P•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•••••• W••••• P•••••••• L•• | Independent wealth | Jul 1, 2024 | n/a | yes | BRADENTON, FL|JAMESTOWN, RI|MARION, MA | Current employment |
| C••••• A••••••• L•• | Former SEC adviser | Sep 17, 2008 | Oct 28, 2009 | no | PROVIDENCE, RI|WESTBOROUGH, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K•• I••••••••• A•••••••• L•• | C••••• A••••••• L•• | Jul 2, 2024 | Sep 17, 2008 | -5,767 | Firm change after gap | Other |
| C••••• A••••••• L•• | B•••••• W••••• P•••••••• L•• | Oct 28, 2009 | Jul 1, 2024 |
| K•• I••••••••• A•••••••• L•• | Former SEC adviser | Jun 20, 2006 | Jul 2, 2024 | no | PROVIDENCE, RI | Previous registration |
| K•• I••••••••• A•••••••• L•• | Former SEC adviser | Apr 10, 2003 | Dec 31, 2004 | no | PROVIDENCE, RI | Previous registration |
| 5,360 |
| Firm change after gap |
| Other |