DFX Intelligence

S•••••••• L••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

S•••••••• L••• S•••••

Advisor at B•••••••• P•••••• W•••••• L••

CLEVELAND, OH

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Search this name across graphsid dfx:ria:0aaeec3f-f5b2-5eb0-1687-76721fc63c98

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 29, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• P•••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• P•••••• W•••••• L••	Independent wealth	May 18, 2023	n/a	yes	CLEVELAND, OH	Current employment
M•• C•••••• M••••••••• L••	Independent wealth	Aug 29, 2016	May 2, 2022	no	CLEVELAND, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• C•••••• M••••••••• L••	B•••••••• P•••••• W•••••• L••	May 2, 2022	May 18, 2023	381	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
109807:326055:OH:2022-05-02	May 2, 2022	May 18, 2023	CLEVELAND, OH	Firm change

Relationships

Registered with (2)

→ B•••••••• P•••••• W•••••• L••Registered adviserregistration: current employment
May 18, 2023 to presentfactForm ADV
→ M•• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 29, 2016 to May 2, 2022factForm ADV

Dated events

Occurred
May 2, 2022
Advisor changed firm
S•••••••• L••• S••••• left M•• C•••••• M••••••••• L•• for B•••••••• P•••••• W•••••• L•• (registered 2023-05-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0aaeec3f-f5b2-5eb0-1687-76721fc63c98
First observed: Aug 29, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.