DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••••• I••••••••• A•••••••• L••
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••• I••••••••• A•••••••• L•• | Independent wealth | May 17, 2021 | n/a | yes | BATON ROUGE, LA | Current employment |
| K•••••• W••••• A•••••••• L•• | Independent wealth | Aug 21, 2008 | May 17, 2021 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K•••••• W••••• A•••••••• L•• | P•••••• I••••••••• A•••••••• L•• | May 17, 2021 | May 17, 2021 | 0 | Firm change | RIA to new firm |
| M••••• S•••••• • C•• L•• | K•••••• W••••• A•••••••• L•• | Jul 7, 2008 | Aug 21, 2008 |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Jul 7, 2008 | no | BIRMINGHAM, AL|BIRMINGHAM, AL | Previous registration |
| M••••• S•••••• D• I••• | n/a | Mar 23, 2007 | Apr 2, 2007 | no | BIRMINGHAM, AL | Previous registration |
| 45 |
| Firm change |
| Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |