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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

RATIONAL ADVISORS, INC.

CRD 111452

SAN JUAN, PR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0acc623b-c56f-9f77-2fe6-16f304b4e065

Data as of May 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 4
On other graphs: 0
Observed: Mar 30, 2012 to May 8, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0
Regulatory AUM: $2.6BItem 5.F on the latest filing (2026-05-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.6B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 8
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 13
Private funds: 1Schedule D 7.B(1)
SEC number: 801-60176
CIK: 1143565
CRD: 111452
Filings on the tape: 37
First filed: Mar 30, 2012
Latest filed: May 8, 2026
Organised: Corporation, OH
Website: catalyst-insights.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GLASS, ROBERT, DAVID	CHIEF COMPLIANCE OFFICER	Na	yes	01/2016	Feb 5, 2016	Mar 27, 2024
MILLER, DAVID, SCOTT	CHIEF INVESTMENT OFFICER	B	yes	01/2016	Mar 16, 2017	Mar 27, 2024
Schoonover, Michael, Thomas	CHIEF OPERATING OFFICER	Na	yes	01/2016	Jul 27, 2022	Mar 27, 2024
SZILAGYI, JERRY, JOHN	President	D	yes	01/2016	Feb 5, 2016	Mar 27, 2024
JERRY J. SZILAGYI 2015 FAMILY TRUST	Shareholder	B	no	01/2017	Mar 16, 2017	Mar 27, 2024
SZILAGYI, ISOBEL, LINDA	Trustee	F	no	12/2015	Mar 16, 2017	Mar 27, 2024
Szilagyi, June, Ann	Trustee	F	no	12/2015	Mar 16, 2017	Mar 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CATALYST CAPITAL ADVISORS LLC	n/a	Asset manager	$10B	Y	yes	n/a
ALPHACENTRIC ADVISORS LLC	n/a	Asset manager	$433M	N	yes	n/a
CATALYST INTERNATIONAL ADVISORS LLC	n/a	Asset manager	$58.0M	N	yes	n/a
ALT FUND DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$2.6B	$2.6B	17	8	2	1	n/a
2024	Mar 24, 2025	$2.3B	$2.3B	12	8	1	1	n/a
2023	Mar 27, 2024	$2.2B	$2.2B	12	9	1	n/a	n/a
2022	Mar 29, 2023	$2.6B	$2.6B	13	10	1	n/a	n/a
2021	Mar 30, 2022	$3.0B	$3.0B	13	10	1	n/a	n/a
2020	Mar 31, 2021	$1.2B	$1.2B	10	7	1	n/a	n/a
2019	Mar 30, 2020	$575M	$575M	9	6	1	n/a	n/a
2018	Feb 26, 2019	$465M	$465M	7	4	1	n/a	n/a
2017	Mar 23, 2018	$246M	$246M	7	3	1	n/a	n/a
2016	Mar 16, 2017	$219M	$219M	5	3	n/a	n/a	n/a
2015	Apr 29, 2016	$219M	$219M	5	3	n/a	n/a	n/a
2014	Mar 30, 2015	$2.0B	$2.0B	9	6	n/a	n/a	n/a
2013	Apr 1, 2014	$3.8B	$3.8B	12	8	n/a	n/a	n/a
2012	Mar 27, 2013	$4.6B	$4.6B	21	16	n/a	n/a	n/a
2011	Mar 30, 2012	$3.5B	$3.5B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.6B	$2.3B	12.2%	$2.6B	-0.2%	17	12	2	1

Relationships

Affiliated with (8)

← ALPHACENTRIC ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ CATALYST CAPITAL ADVISORS LLCRegistered adviserother investment adviser, bank, control, common control
factForm ADV
→ ALPHACENTRIC ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
→ CATALYST INTERNATIONAL ADVISORS LLCRegistered adviserother investment adviser, common control
factForm ADV
← CATALYST CAPITAL ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← CATALYST INTERNATIONAL ADVISORS LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← CATALYST CAPITAL INTERNATIONAL LLCRegistered adviserother investment adviser, common control
factForm ADV
← HABERER REGISTERED INVESTMENT ADVISOR INCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← SZILAGYI, JERRY, JOHNOwnerPRESIDENT, ownership code D, individual
Feb 5, 2016 to Mar 27, 2024factForm ADV
← GLASS, ROBERT, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 5, 2016 to Mar 27, 2024factForm ADV
← MILLER, DAVID, SCOTTOwnerCHIEF INVESTMENT OFFICER, ownership code B, individual
Mar 16, 2017 to Mar 27, 2024factForm ADV
← Schoonover, Michael, ThomasOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jul 27, 2022 to Mar 27, 2024factForm ADV

Owns (3)

← SZILAGYI, ISOBEL, LINDAOwnerTRUSTEE, ownership code F, individual
Mar 16, 2017 to Mar 27, 2024factForm ADV
← Szilagyi, June, AnnOwnerTRUSTEE, ownership code F, individual
Mar 16, 2017 to Mar 27, 2024factForm ADV
← JERRY J. SZILAGYI 2015 FAMILY TRUSTOwnerSHAREHOLDER, ownership code B, domestic entity
Mar 16, 2017 to Mar 27, 2024factForm ADV

Registered with (1)

← JOHN CRISTELLOAdvisorregistration: previous registration
Apr 4, 2017 to Jun 15, 2017factForm ADV

Dated events

Occurred
Jul 27, 2022
Control person joined
Thomas Michael Schoonover (Chief Operating Officer) appeared on Schedule A of Rational Advisors, Inc.
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
Rational Advisors, Inc. reported RAUM $3.0B, up 159% from $1.2B (2021-04-27 to 2022-03-30)
Form ADVobserved 4 days ago
$1.8B
Occurred
Mar 31, 2021
Regulatory AUM changed
Rational Advisors, Inc. reported RAUM $1.2B, up 101% from $575.5M (2020-03-30 to 2021-03-31)
Form ADVobserved 4 days ago
$583M
Occurred
Feb 26, 2019
Regulatory AUM changed
Rational Advisors, Inc. reported RAUM $465.4M, up 89% from $246.4M (2018-03-23 to 2019-02-26)
Form ADVobserved 4 days ago
$219M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0acc623b-c56f-9f77-2fe6-16f304b4e065
First observed: Mar 30, 2012
Last observed: May 8, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RATIONAL ADVISORS, INC.

CRD 111452

SAN JUAN, PR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0acc623b-c56f-9f77-2fe6-16f304b4e065

Data as of May 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:25 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GLASS, ROBERT, DAVID

CHIEF COMPLIANCE OFFICER

yes

01/2016

Feb 5, 2016

Mar 27, 2024

MILLER, DAVID, SCOTT

CHIEF INVESTMENT OFFICER

yes

01/2016

Mar 16, 2017

Mar 27, 2024

Schoonover, Michael, Thomas

CHIEF OPERATING OFFICER

yes

01/2016

Jul 27, 2022

Mar 27, 2024

SZILAGYI, JERRY, JOHN

President

yes

01/2016

Feb 5, 2016

Mar 27, 2024

JERRY J. SZILAGYI 2015 FAMILY TRUST

Shareholder

01/2017

Mar 16, 2017

Mar 27, 2024

SZILAGYI, ISOBEL, LINDA

Trustee

12/2015

Mar 16, 2017

Mar 27, 2024

Szilagyi, June, Ann

Trustee

12/2015

Mar 16, 2017

Mar 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CATALYST CAPITAL ADVISORS LLC

n/a

Asset manager

$10B

yes

n/a

ALPHACENTRIC ADVISORS LLC

n/a

Asset manager

$433M

yes

n/a

CATALYST INTERNATIONAL ADVISORS LLC

n/a

Asset manager

$58.0M

yes

n/a

ALT FUND DISTRIBUTORS LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$2.6B

n/a

2024

Mar 24, 2025

$2.3B

n/a

2023

Mar 27, 2024

$2.2B

n/a

2022

Mar 29, 2023

$2.6B

n/a

2021

Mar 30, 2022

$3.0B

n/a

2020

Mar 31, 2021

$1.2B

n/a

2019

Mar 30, 2020

$575M

n/a

2018

Feb 26, 2019

$465M

n/a

2017

Mar 23, 2018

$246M

n/a

2016

Mar 16, 2017

$219M

n/a

2015

Apr 29, 2016

$219M

n/a

2014

Mar 30, 2015

$2.0B

n/a

2013

Apr 1, 2014

$3.8B

n/a

2012

Mar 27, 2013

$4.6B

n/a

2011

Mar 30, 2012

$3.5B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.6B

$2.3B

12.2%

$2.6B

-0.2%