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CRD 284473
ALPHARETTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| COLVIN, ROBERT, CHARLES | President | C | yes | 06/2016 | Jul 21, 2016 | Apr 6, 2020 |
| LESTER, LEWIS, NELSON | Ceo | C | yes | 06/2016 | Jul 21, 2016 | Apr 6, 2020 |
| MULLALLY, WILLIAM, THAYER | Member | C | yes | 06/2016 | Jul 21, 2016 | Apr 6, 2020 |
| Colvin, William, E | Cco | Na | no | 03/2020 | Mar 27, 2020 | Apr 6, 2020 |
| JEFFERSON FINANCIAL CREDIT UNION | UNIT HOLDER | Na | no | 07/2016 | Jul 21, 2016 | Apr 6, 2020 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| OVERLAND PARK | Ks | United States | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2019 | Apr 6, 2020 | $506M | $0 | 9 | 3 | 1 | n/a | n/a |
| 2018 | Mar 25, 2019 | $2.3B | $0 | 10 | 5 | 1 | n/a | n/a |
| 2017 | Mar 28, 2018 | $437M | $0 | 12 | 6 | 1 | n/a | n/a |
| 2016 | Mar 30, 2017 | $4.9B | $0 | 10 | 6 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2019 | $506M | $2.3B | -77.5% | $4.9B | -53.0% | 9 | 10 | 1 | 1 |