W••••• A• U••••

Advisor at N••••••• T•••• I••••••••• I•••••••••

Chicago, IL | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 16, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••• T•••• I••••••••• I•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••• T•••• I••••••••• I•••••••••	Asset manager	Oct 28, 2024	n/a	yes	Chicago, IL\|CHICAGO, IL	Current employment
P•••••••• A•••• M•••••••••	Other adviser	Nov 28, 2023	Sep 11, 2024	no	Hinsdale, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• A•••• M•••••••••	N••••••• T•••• I••••••••• I•••••••••	Sep 11, 2024	Oct 28, 2024	47	Firm change	Other
B•••••••• F•••••••• M••••••••• I••	P•••••••• A•••• M•••••••••	Jan 18, 2023	Nov 28, 2023

Relationships

Registered with (3)

→ N••••••• T•••• I••••••••• I•••••••••Registered adviserregistration: current employment
Oct 28, 2024 to presentfactForm ADV
→ P•••••••• A•••• M•••••••••Registered adviserregistration: previous registration
Nov 28, 2023 to Sep 11, 2024factForm ADV
→ B•••••••• F•••••••• M••••••••• I••Registered adviserregistration: previous registration
Jul 16, 2014 to Jan 18, 2023factForm ADV

Dated events

Occurred
Sep 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 18, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 16, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.