DFX Intelligence

T••••• A• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

T••••• A• F••••••

Advisor at M••••• S••••••

Red Bank, NJ

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Search this name across graphsid dfx:ria:0ae63ad6-fda3-496d-0633-2726c32a1e87

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 24, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	May 5, 2021	n/a	yes	Red Bank, NJ	Current employment
G••• E•••• A•••••••• L••	Independent wealth	Jun 24, 2019	Jan 16, 2024	no	KINGSTON, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••• E•••• A•••••••• L••	M••••• S••••••	Jan 16, 2024	May 5, 2021	-986	Firm change after gap	RIA to wirehouse

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: current employment
May 5, 2021 to presentfactForm ADV
→ G••• E•••• A•••••••• L••Registered adviserregistration: previous registration
Jun 24, 2019 to Jan 16, 2024factForm ADV

Dated events

Occurred
Jan 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0ae63ad6-fda3-496d-0633-2726c32a1e87
First observed: Jun 24, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.