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J••• A• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J••• A• G•••••

Advisor at K••••• A••••••• S•••••••• L••

AUSTIN, TX | McAllen, TX

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Search this name across graphsid dfx:ria:0afddd82-26c7-71a1-5e5b-77214e57135d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Oct 12, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 15, 2025	n/a	yes	AUSTIN, TX\|McAllen, TX	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Apr 8, 2024	Apr 17, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	K••••• A••••••• S•••••••• L••	Apr 17, 2025	Apr 15, 2025	-2	Firm change	Ibd to ibd
M••••• S••••••	R•••••• J•••• • A••••••••• I•••	Apr 11, 2024

Relationships

Registered with (4)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 15, 2025 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Apr 8, 2024 to Apr 17, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 25, 2022 to Apr 11, 2024factForm ADV
→ N•••• C••••••

Dated events

Occurred
Apr 17, 2025
Advisor changed firm
J••• A• G••••• left R•••••• J•••• • A••••••••• I••• for K••••• A••••••• S•••••••• L•• (registered 2025-04-15)
Form ADVobserved 7 days ago
Occurred
Apr 11, 2024
Advisor changed firm
J••• A• G••••• left M••••• S•••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-04-08)
Form ADVobserved 7 days ago
Occurred
Oct 25, 2022
Advisor changed firm
J••• A• G••••• left N•••• C•••••• for M••••• S•••••• (registered 2022-10-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0afddd82-26c7-71a1-5e5b-77214e57135d
First observed: Oct 12, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.