W•••• S•••••••

Advisor at P•••••• F•••••••• A••••••••• L••

AKRON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0b0ec0af-5ec6-f02d-1f87-4d5073e72cba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jan 15, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• F•••••••• A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• F•••••••• A••••••••• L••	Independent wealth	Feb 12, 2025	n/a	yes	AKRON, OH	Current employment
S•••	Bd affiliated wealth	Jun 27, 2024	Jan 6, 2025	no	Cleveland, OH\|LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••	P•••••• F•••••••• A••••••••• L••	Jan 6, 2025	Feb 12, 2025	37	Firm change	Ibd to RIA
C•••• B•••• G••••	S•••	Jul 1, 2024	Jun 27, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
290670:108163:OH:2024-07-01	Jul 1, 2024	Jun 27, 2024	CLEVELAND, OH	Firm change
10641:290670:NY:2024-06-17	Jun 17, 2024	Sep 1, 2021	SYRACUSE, NY	Firm change after gap

Relationships

Registered with (6)

→ P•••••• F•••••••• A••••••••• L••Registered adviserregistration: current employment
Feb 12, 2025 to presentfactForm ADV
→ S•••Registered adviserregistration: previous registration
Jun 27, 2024 to Jan 6, 2025factForm ADV
→ C•••• B•••• G••••Registered adviserregistration: previous registration
Sep 1, 2021 to Jul 1, 2024factForm ADV
→ C•••••• G•••• • C• I••

Dated events

Occurred
Jan 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jul 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 17, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b0ec0af-5ec6-f02d-1f87-4d5073e72cba
First observed: Jan 15, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.