DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 16, 2021 | n/a | yes | BATON ROUGE, LA | Current employment |
| N•••••••• F••••••••• I••• | State registered | Dec 15, 2020 | Jun 20, 2024 | no | BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•••••••• F••••••••• I••• | L•• F•••••••• L•• | Jun 20, 2024 | Sep 16, 2021 | -1,008 | Firm change after gap | Other |
| C•••••••• F••••••••• I••• | N•••••••• F••••••••• I••• | Aug 31, 2020 | Dec 15, 2020 |
| C•••••••• F••••••••• I••• | Bd affiliated wealth | Feb 7, 2019 | Aug 31, 2020 | no | Baton Rouge, LA|ANAHEIM, CA|Baton Rouge, LA | Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Oct 14, 2004 | Jan 31, 2019 | no | BATON ROUGE, LA|BATON ROUGE, LA | Previous registration |
| 106 |
| Firm change |
| Ibd to state RIA |
| P••• A••••• S••••••••• L•• | C•••••••• F••••••••• I••• | Jan 31, 2019 | Feb 7, 2019 | 7 | Firm change | Ibd to ibd |