DFX Intelligence

D••••• T•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

D••••• T•••••• C••••••

Advisor at P••••••••• A•••• M••••••••• I••

LENEXA, KS

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Search this name across graphsid dfx:ria:0b1b5e03-d71a-c893-1698-a2fc3b319272

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 12, 1987 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• A•••• M••••••••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• A•••• M••••••••• I••	State registered	Jan 1, 2008	n/a	yes	LENEXA, KS	Current employment
L•••• F•••••••• A•••••••• L••	n/a	Feb 20, 2013	Mar 31, 2016	no	OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• F•••••••• A•••••••• L••	n/a	Mar 31, 2016	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ P••••••••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Jun 12, 1987 to Dec 31, 2007factForm ADV
→ L•••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 20, 2013 to Mar 31, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b1b5e03-d71a-c893-1698-a2fc3b319272
First observed: Jun 12, 1987
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.