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Advisor at CHARLES SCHWAB & CO., INC.
Nashua, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jul 1, 2026 | n/a | yes | Nashua, NH | Current employment |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | May 10, 2022 | Jun 11, 2026 | no | GREENWOOD VILLAGE, CO|WALTHAM, MA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 12, 2021 | Apr 21, 2022 | no | MERRIMACK, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | CHARLES SCHWAB & CO., INC. | Jun 11, 2026 | Jul 1, 2026 | 20 | Firm change | Ibd to ibd |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | EMPOWER ADVISORY GROUP, LLC | Apr 21, 2022 | May 10, 2022 | 19 | Firm change | Ibd to ibd |