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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Powell, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 20, 2024 | n/a | yes | Powell, OH | Current employment |
| NUVEEN ASSET MANAGEMENT, LLC | Mixed wealth | Apr 9, 2011 | Aug 7, 2020 | no | CHICAGO, IL|COLUMBUS, OH | Previous registration |
| U.S. BANCORP ASSET MANAGEMENT, INC. | Asset manager | Nov 2, 2010 | Jan 5, 2011 | no | MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NUVEEN ASSET MANAGEMENT, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 7, 2020 | Sep 20, 2024 | 1,505 | Firm change after gap | RIA to ibd |
| U.S. BANCORP ASSET MANAGEMENT, INC. | NUVEEN ASSET MANAGEMENT, LLC | Jan 5, 2011 | Apr 9, 2011 | 94 | Firm change | Other |