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Advisor at MONEY COMPASS ADVISORS
Sonoma, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MONEY COMPASS ADVISORS | State registered | Jan 2, 2026 | n/a | yes | Sonoma, CA | Current employment |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jan 22, 2016 | Aug 20, 2020 | no | ALVISO, CA|ALVISO, CA | Previous registration |
| FISHER INVESTMENTS | Independent wealth | May 8, 2008 | Feb 13, 2014 | no | SAN MATEO, CA|PLANO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, LLC | MONEY COMPASS ADVISORS | Aug 20, 2020 | Jan 2, 2026 | 1,961 | Firm change after gap | Ibd to state RIA |
| FISHER INVESTMENTS | TRANSAMERICA FINANCIAL ADVISORS, LLC | Feb 13, 2014 | Jan 22, 2016 | 708 | Firm change after gap | Other |