DFX Intelligence

M•••••• S••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M•••••• S••• W••••• M•••••••••

M•••••• S••• FINANCIAL, LLC, CRD 117737

MAGNOLIA, AR

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Search this name across graphsid dfx:ria:0b34ca34-1903-60e7-cab3-73989249a5a9

Data as of Mar 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2012 to Mar 4, 2026
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $449M••• Locked
Discretionary RAUM: $431M
Private client RAUM: $424Mderived••• Locked
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $49.9Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• D•••• A••••	Certified Financial Planner	MONROE, LA \| HOPE, AR \| MAGNOLIA, AR \| TEXARKANA, TX	23	29	n/a	no
B•••• T••• B•••••••••	Certified Financial Planner	EL DORADO, AR	21	21

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• J••••• D••••	MANAGING MEMBER	B	yes	02/2005	Mar 30, 2012	Oct 28, 2024
B••••• J•••••••• D••••	MANAGING MEMBER	B	yes	01/2013	Mar 15, 2013	Oct 28, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Monroe	La	United States	4	no
Hope	Ar	United States	2	no
EL DORADO	Ar	United States	1	no
Magnolia	Ar	United States	1	no
Texarkana	TX	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$449M	$414M	8.7%	$313M	12.8%	10	10	5	5

Relationships

Registered with (9)

← A••••• R•• Y••••••••Advisorregistration: current employment
Jan 30, 2026 to presentfactForm ADV
← K••• V•••••• R••••••Advisorregistration: current employment
Oct 28, 2024 to presentfactForm ADV
← L••••• B••• P•••••Advisorregistration: current employment
Nov 25, 2014 to presentfactForm ADV
← M•••• M••••••• G••••

Dated events

Occurred
Mar 23, 2022
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 26, 2019
Control person joined
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b34ca34-1903-60e7-cab3-73989249a5a9
First observed: Mar 30, 2012
Last observed: Mar 4, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.