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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Jack George

Advisor at INDEPENDENT FINANCIAL GROUP, LLC

SACRAMENTO, CA

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Search this name across graphsid dfx:ria:0b46bb72-2945-b90b-1e98-b0b7a726cfbc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Aug 12, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT FINANCIAL GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 11, 2023
First registration: Aug 12, 2023
Dual registered: yes, broker-dealer
Other names: Jack Robert George
IAPD individual key: 7616967

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Aug 20, 2026	n/a	yes	SACRAMENTO, CA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Nov 21, 2025	Aug 5, 2026	no	CITRUS HEIGHTS, CA	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Feb 6, 2024	Oct 16, 2025	no	SACRAMENTO, CA	Previous registration
STRATEGIC ADVOCATES, LLC	Former SEC adviser	Aug 12, 2023	Oct 13, 2023	no	SACRAMENTO, CA\|Sacramento, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	INDEPENDENT FINANCIAL GROUP, LLC	Aug 5, 2026	Aug 20, 2026	15	Firm change	Ibd to ibd
INDEPENDENT FINANCIAL GROUP, LLC	CETERA INVESTMENT ADVISERS LLC	Oct 16, 2025	Nov 21, 2025	36	Firm change	Ibd to ibd
STRATEGIC ADVOCATES, LLC	INDEPENDENT FINANCIAL GROUP, LLC	Oct 13, 2023	Feb 6, 2024	116	Firm change	RIA to ibd

Relationships

Registered with (3)

→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Feb 6, 2024 to Oct 16, 2025factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Nov 21, 2025 to Aug 5, 2026factForm ADV
→ STRATEGIC ADVOCATES, LLCRegistered adviserregistration: previous registration
Aug 12, 2023 to Oct 13, 2023factForm ADV

Dated events

Occurred
Aug 5, 2026
Advisor changed firm
Jack George left Cetera Investment Advisers Llc for Independent Financial Group, Llc (registered 2026-08-20)
Form ADVobserved 6 days ago
Occurred
Oct 16, 2025
Advisor changed firm
Jack George left Independent Financial Group, Llc for Cetera Investment Advisers Llc (registered 2025-11-21)
Form ADVobserved 6 days ago
Occurred
Oct 13, 2023
Advisor changed firm
Jack George left Strategic Advocates, Llc for Independent Financial Group, Llc (registered 2024-02-06)
Form ADVobserved 6 days ago