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T••••• R••••• W•••••• I••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor45 years in industry

T••••• R••••• W•••••• I••

Advisor at I••••••••• W••••• C••••••• L••

SAN DIEGO, CA | LA VERNE, CA

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Search this name across graphsid dfx:ria:0b47928e-ed55-d340-a182-5386c31f0c00

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 25, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Feb 1, 2023	n/a	yes	LA VERNE, CA\|SAN DIEGO, CA	Current employment
L••••• W••••• A•••••••• I•••	Former SEC adviser	Feb 1, 2021	Mar 31, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• W••••• A•••••••• I•••	I••••••••• W••••• C••••••• L••	Mar 31, 2023	Feb 1, 2023	-58	Bulk transfer	RIA to RIA
S•••••••• F••••••••	L••••• W••••• A•••••••• I•••	Dec 31, 2012

Relationships

Registered with (5)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Feb 1, 2023 to presentfactForm ADV
→ L••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 1, 2021 to Mar 31, 2023factForm ADV
→ S•••••••• F••••••••Registered adviserregistration: previous registration
Aug 3, 2012 to Dec 31, 2012factForm ADV
→ P•••••• C••••••••• G••••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b47928e-ed55-d340-a182-5386c31f0c00
First observed: Jan 25, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.