DFX Intelligence

V••••••• E••••••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant30 years in industry

V••••••• E••••••• A••••

Advisor at M••••• G••••• A••••••• I•••

DENVER, CO | Thousand Oaks, CA

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Search this name across graphsid dfx:ria:0b4822e6-c66c-d3dc-0657-9472b9f5e5d6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 29, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 6, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	May 13, 2026	n/a	yes	Thousand Oaks, CA\|DENVER, CO	Current employment
E••••••• A•••• F•••••••• A•••••••	Former SEC adviser	Mar 14, 2017	Jul 30, 2026	no	THOUSAND OAKS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••• A•••• F•••••••• A•••••••	M••••• G••••• A••••••• I•••	Jul 30, 2026	May 13, 2026	-78	Firm change after gap	RIA to RIA
C••••••••• F•••••••• N••••••	E••••••• A•••• F•••••••• A•••••••	Oct 9, 2012	Mar 14, 2017

Relationships

Registered with (3)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
May 13, 2026 to presentfactForm ADV
→ E••••••• A•••• F•••••••• A•••••••Registered adviserregistration: previous registration
Mar 14, 2017 to Jul 30, 2026factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Sep 29, 1999 to Oct 9, 2012factForm ADV

Dated events

Occurred
Jul 30, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b4822e6-c66c-d3dc-0657-9472b9f5e5d6
First observed: Sep 29, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.