DFX Intelligence

N••••••• B•••••• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

N••••••• B•••••• A••••••••

Advisor at F•••••• F•••••••• A•••••••• L••

Houston, TX

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Search this name across graphsid dfx:ria:0b499347-8c18-1fec-1708-6ca888154435

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 2
On other graphs: 0
Observed: May 1, 2016 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••• F•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Current registrations: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Sep 9, 2026	n/a	yes	Houston, TX	Current employment

Relationships

Registered with (1)

→ F•••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 9, 2026 to presentfactForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Show 2 bookkeeping events

Occurred
Sep 17, 2026
••• Locked
Occurred
Sep 9, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0b499347-8c18-1fec-1708-6ca888154435
First observed: May 1, 2016
Last observed: Sep 18, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.