DFX Intelligence

J••••• J••• W•• K••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst14 years in industry

J••••• J••• W•• K••

Advisor at R•••• A•••••••• L••

New York, NY | MCLEAN, VA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• A•••••••• L••	Independent wealth	Jul 17, 2025	n/a	yes	MCLEAN, VA\|New York, NY	Current employment
C••••••• P•••••••	Independent wealth	Jun 28, 2022	Jul 7, 2025	no	New York, NY\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••	R•••• A•••••••• L••	Jul 7, 2025	Jul 17, 2025	10	Firm change	RIA to RIA

Relationships

Registered with (2)

→ R•••• A•••••••• L••Registered adviserregistration: current employment
Jul 17, 2025 to presentfactForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Jun 28, 2022 to Jul 7, 2025factForm ADV

Dated events

Order

Occurred
7 Jul 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 28, 2022
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.